scriptures

Waking up from the hindrance of sloth and torpor

Sleepy dog

Have you noticed that half the time when you ask people how they are, they answer with “tired”? We all seem to be tired, and when we sit down to meditate we may find that we nod off or sit there in a rather dreamy and unfocused state.

This is sloth and torpor — one of the states of distraction that we call the Five Hindrances. The schema of the Five Hindrances is a diagnostic tool that, combined with traditional “antidotes,” can help us to engage creatively with our experience in order to become more joyful, calm, and focused.

Most of the specific antidotes to the hindrances that I’m learned have been shared by other practitioners, or come from the commentarial tradition, but sloth and torpor is one of the rare hindrances where detailed instructions have been preserved in the original scriptures.

In talking with one of his chief disciples, Moggallana, the Buddha gave a list of suggestions for dealing with tiredness:

“Whatever perception you have in mind when drowsiness descends on you, don’t attend to that perception, don’t pursue it. It’s possible that by doing this you will shake off your drowsiness.

One of the main applications of this is that when you’re tired, you shouldn’t focus on sensations low in the body. Rather than paying attention to the movements of the abdomen, which will further encourage sleepiness, you should notice sensations that are higher up in the body, like the sensations of the breathing in the upper chest and head.

“But if by doing this you don’t shake off your drowsiness, then recall to your awareness the Dhamma as you have heard & memorized it, re-examine it & ponder it over in your mind. It’s possible that by doing this you will shake off your drowsiness.

Reflect on the Dhamma — the Buddhist teachings — helps to focus the mind, preventing it from drifting aimlessly. Also, the reminder of a “higher purpose” may have the effect of inspiring us and of arousing our energy and enthusiasm. You can run through a list such as the Four Noble Truths, of the Five Precepts, or the Eightfold Path, and give yourself an inner Dharma talk. You can even imagine that you’re explaining the teachings to a friend. A lot of people don’t have these lists memorized, which is a shame, and I’d highly recommend the practice of committing these teachings to memory. The effort really pays off in terms of mental clarity.

“But if by doing this you don’t shake off your drowsiness, then repeat aloud in detail the Dhamma as you have heard & memorized it. It’s possible that by doing this you will shake off your drowsiness.

So, this is the same advice, but here we’re talking out loud, which is further going to prevent us from falling asleep. For obvious reasons this method isn’t very appropriate when you’re meditating with others.

“But if by doing this you don’t shake off your drowsiness, then pull both your earlobes and rub your limbs with your hands. It’s possible that by doing this you will shake off your drowsiness.

So now we move on to physical stimulation, which gets the blood flowing, and which encourages the release of endorphins. The most useful form of stimulation I’ve found is yoga stretches — particularly when we stretch the hamstrings or hip muscles.

“But if by doing this you don’t shake off your drowsiness, then get up from your seat and, after washing your eyes out with water, look around in all directions and upward to the major stars & constellations. It’s possible that by doing this you will shake off your drowsiness.

Water in the face gives us a creative shock to the system.

This suggestion also takes us more in the direction of paying attention to light, which is the next piece of advice we’ll hear. Also the suggestion of raising the head to look up is significant. When we’re tired, we look down and the chin drops. When this happens, a chain reaction is kicked off: our experience is visually darker, our breathing shifts to the abdomen, and the center of our awareness typically moves downward in the body. All of these things heighten our sense of sleepiness. These effects can be noticeable with even a tiny movement downward of the chin. Raising the chin can cause mental stimulation.

“But if by doing this you don’t shake off your drowsiness, then attend to the perception of light, resolve on the perception of daytime, [dwelling] by night as by day, and by day as by night. By means of an awareness thus open & unhampered, develop a brightened mind. It’s possible that by doing this you will shake off your drowsiness.

If you have candles on your altar, then you can open your eyes and look at a candle. You can visualize light. You can imagine that you’re looking at a bright light. Or, if you relax and just notice your field of awareness, you may notice that some parts of your experience are brighter than others. You can pay attention to those in order to keep yourself alert. This can actually be a meditation in its own right.

“But if by doing this you don’t shake off your drowsiness, then — percipient of what lies in front & behind — set a distance to meditate walking back & forth, your senses inwardly immersed, your mind not straying outwards. It’s possible that by doing this you will shake off your drowsiness.

It’s hard to fall asleep while doing walking meditation.

“But if by doing this you don’t shake off your drowsiness, then — reclining on your right side — take up the lion’s posture, one foot placed on top of the other, mindful, alert, with your mind set on getting up. As soon as you wake up, get up quickly, with the thought, ‘I won’t stay indulging in the pleasure of lying down, the pleasure of reclining, the pleasure of drowsiness.’ That is how you should train yourself.

Finally, the Buddha recognized that sometimes you just need to take a nap! The strategies above can help combat and even overcome tiredness, but in the end you’re fighting your physiology, and your physiological needs are going to triumph.

There are other techniques for dealing with the hindrance of sloth and torpor, but the Buddha’s advice to Moggallana is still very relevant and useful.

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Dr. Martin Luther King, Jr. “Take the first step in faith. You don’t have to see the whole staircase…”

man climbing a cliff face

“Take the first step in faith. You don’t have to see the whole staircase, just take the first step,” said Martin Luther King.

Some years ago, two friends took me rock-climbing in Colorado. I’d only ever climbed with ropes once before, and that had been many years before, so really I was a complete beginner. And nervous.

I found myself suspended half-way up a cliff, in a state of panic, with my friends shouting encouragement from below. My breathing was tight, my heart was pounding, and my limbs felt weak and shaky, but I didn’t have time to think much about that. I was holding on to a narrow ledge that ran horizontally across the rock face — really it was more like a crease. The toes of my climbing shoes were precariously holding on to a couple of tiny nubbins that barely projected from the surface. It seemed like a miracle that I was able to hang on at all.

I looked up, and as far as I could see there was nothing but smooth rock all the way to the top. All I could see above me was a featureless expanse of cliff, with no hand- or toe-holds. I was only about a third of the way up, and it didn’t seem as if there was any way forward.

If I hadn’t decided to change something I’d have remained stuck

My pride wouldn’t let me give up. I took a few deep breaths to steady my nerves and give myself time to think. I looked around, and realized that the only way I could move was sideways. That wasn’t going to take me closer to the top, but at least it was movement, and I’d rather move than stay frozen in fear and indecision. I decided to go for it, rather than remain in my paralyzed state. So I found another nubbin to dig my toes into, and began to inch my way to the left, my fingertips barely keeping a grip on the ledge.

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Since moving sideways was all I could do, I did it. And once I moved and took another look at my situation, I could see a handhold above me that hadn’t been visible before. I reached for it, and managed to get a toe-hold so that I could boost myself up. Above me was another hand-hold, and another, and another, and soon there was a clear way to climb to the top of the cliff, which I did, “Like a rat up a drainpipe,” as one friend put it. It was hard to believe that this was the same rock-face that just a few minutes before seemed utterly unscalable.

And here’s the thing: if I hadn’t made that one earlier change in my position, my perspective would never have shifted and I’d never have been able to move forwards. If I hadn’t decided to change something — even though I doubted that what I was doing was going to help in any way — I’d have remained stuck.

Faith, meaning blind faith, meaning to believe in something even in the absence of any supporting evidence, is not part of what I do as a Buddhist.

Sometimes, even if the way isn’t clear, you simply have to change something — almost anything — in order to see things from a different perspective. When we’re experiencing a “stuck” emotion, like despair, hopelessness, fear, or depression — those emotions that freeze us in place, unable to go forwards or back — sometimes we just have to try something new. We need to have the faith to take the first step.

And that means having faith in ourselves. And faith in the possibility that change is possible.

Faith, meaning blind faith, meaning to believe in something even in the absence of any supporting evidence, and often in the face of considerable evidence to the contrary. This is not part of what I do as a Buddhist. And that’s quite proper.

Buddhism is not a “faith” in the sense that you have to assent to various unprovable claims. It’s quite the opposite, in fact. The Buddha suggested that we test his words as a goldsmith would test the purity of his metal. That’s the attitude we should adopt if we are to follow the Buddha — not believe his words but to test the method that his words were attempting to communicate.

Once the Buddha was talking to a clan who were very confused about religious practice. The tribe — called the Kalamas — were in a similar situation to many of us in the West today. They were surrounded by competing religious and philosophical traditions. Due to the discovery of iron, society had been changing. The old religions — which said that the structure of society, with the priests at the top, naturally, was ordained by the gods — were on the defensive because the structure of society had changed, with the emergence of a powerful new class of merchants. Those same merchants had more time for leisure and for asking what life was really all about. And increasingly, new religious movements were taking root, often in the forests, where renunciates would cut themselves off from society in order to explore meditation and other practices (sometimes extreme ascetic ones).

The Buddha suggested that we test his words as a goldsmith would test the purity of his metal.

So the Kalamas were faced with trying to make sense of the competing claims of dozens of religious and philosophical teachings. Some said that adherence to the old ways of the god was the right thing to do — keep paying the priests to mutter mantras and the crops would grow and you’ll be blessed with many children. Others said that all comfort should be renounced. Yet others said that sensory pleasure was the highest good and that no opportunity for gratification should be passed up. And there were many other traditions, advocating ethical codes, worship practices, meditative exercises, and belief systems.

So when the Buddha was passing through, they took the opportunity to ask him some tough questions about how to decide which teachings were true and which false. The Buddha’s answer was extensive and involved some Socratic dialog, but the most important part was this:

Do not go upon what has been acquired by repeated hearing; nor upon tradition; nor upon rumor; nor upon what is in a scripture; nor upon surmise; nor upon an axiom; nor upon specious reasoning; nor upon a bias toward a notion that has been pondered over; nor upon another’s seeming ability; nor upon the consideration, ‘The monk is our teacher.’ Kalamas, when you yourselves know: ‘These things are good; these things are not blamable; these things are praised by the wise; undertaken and observed, these things lead to benefit and happiness,’ enter on and abide in them.

The Buddha wasn’t saying we should automatically reject tradition, scriptures, intuition, logic, etc. But he was saying that we need to submit these things to two tests:

1. Do teachings, when put into practice, lead to happiness and well-being. This doesn’t mean that we have to try out every teaching, because we can learn by observing others. But the important thing is to see whether or not teachings work in practice as tools for alleviating suffering, and for reducing craving, hatred, and delusion.

2. Are these teachings and practices praised by “the wise.” Now this is a tricky one, because who are the wise? Again, this comes back to experience. Who, in our observation, can generally be relied upon to give good advice? Who, in our experience, is generally reliable, trustworthy, and “walks the talk”?

In this teaching faith isn’t something that comes seems to come first. First is observation, reflection and practice (in short, experience), and then faith follows. We have to take the first step in order to get a sense whether the staircase actually leads anywhere. But in fact we need faith at the very beginning, even before we take the first step. When I was climbing, and found myself stuck, I had to have confidence that there was a possibility of climbing that cliff, and confidence that I could do it. In the absence of a clear way forward, I had to be open to seeing things from a new perspective, and that involved letting go of the handholds I had so that I could move on. In moving into the unknown there’s always a leap of faith.

Enlightenment may seem a long way off when we’re starting out, but it’s not as far as we might think.

I’ve often thought of the Buddha’s teaching as being like a map. He outlines a spiritual journey, and of course without having trodden the path all the way to the end we can’t say for sure whether the map actually matches the territory. But if we’ve explored the lower reaches of the path and found that the map corresponds to our experience, then we start to have some confidence that the rest of the map might be accurate too.

In the beginning we may simply have some trust in the people who are teaching us meditation and speaking from their experience, while at the same time asking ourselves whether what we’re hearing rings true. But then we need to test things out for ourselves. And fairly quickly we can discover for ourselves that, yes, if we pay attention to the breath the mind settles down and we’re happier; yes, Buddhist ethical principles do make daily life more harmonious and satisfying; yes, there are five hindrances and the techniques for overcoming them do work; yes, there are meditative states that are focused, peaceful, and deeply refreshing, just as described in the texts and by our teachers.

And what about Awakening, Enlightenment? That may seem a long way off when we’re starting out, but it’s not as far as we might think. When I had my first experience of non-self I was amazed by how easy and natural it was. There was no struggling for a breakthrough, just the gentle slipping away of a veil of delusion. I think if I’d realized how easy it was going to be it might have happened years earlier.

In many ways we’re conditioned to think of spiritual goals as being far off and almost beyond reach, and some later Buddhist teachings even suggest that it might take countless lifetimes to reach the end of the path. But in the earliest Buddhist scriptures people seemed to get awakened at the drop of a hat. Perhaps they were unburdened by expectations of how hard it was going to be. Perhaps they simply made a small shift in the way they were seeing things and found themselves with a new perspective — one that allowed them to go all the way to the top.

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True heroism is to practice love

Buddha and his protector, Vajrapani

Life as a battle is a common metaphor — even in Buddhist teachings. Bodhipaksa shows how the Buddha subverted the language of violence so that true heroism was to practice love.

If you look closely at life you’ll probably see that in at least some respects you see it as a battle.

Sometimes we say we “struggle” to keep up with our responsibilities. At times it seems we’re in “competition” with others for approval, status, or power. We talk about “fighting off” a cold. We say that “forewarned is forearmed.” We say that we made a suggestion, only to have it “shot down.” Doctors are constantly searching for new “weapons” to fight disease. Law enforcement workers “fight crime.” Advertisers “target” us with ad “campaigns.” The language of battle is a part of everyday life, as are the emotional attitudes that come with competition.

And we often see success in terms of how many victories we have, how well we’ve protected or expanded our turf, and how successful we’ve been in fighting our way to the top. Power, and its trappings — money, possessions, and the deference of others — are our society’s measure of success.

This verse from the Dhammapada —

If one should conquer thousands in battle,
and if another should conquer only himself,
his indeed is the greatest victory.

— is a reminder that there are other kinds of attainment.

These words are also powerful example of an instructive device that the Buddha often employed, where he takes an externally-performed action that is highly valued and shows that it gains even greater value when turned inwards.

The Buddha lived in a world that to us would seem superstitious and even barbaric. Society was in the grip of a rigid social system where people were judged not on their intelligence, capability, or attainments but on their birth origins. The way to happiness involved fulfilling without question the duties of one’s caste. One of the main religious practices was to slaughter animals in order to propitiate the gods. In order to purify oneself from ethical lapses it was believed that all one had to do was to bathe in rivers — even if the rivers were literally polluted. And war was not only common but brutal, and warriors believed that if killed in the heat of battle they would be lifted directly to heaven.

And in the midst of this madness was the supreme sanity of the Buddha.

According to the Buddha:

  • The true “Brahmin” (religious person) is not someone born into a certain family but someone who acts in an ethical manner. Anyone can become a holy person, irrespective of birth.
  • The true outcast is not someone born into a lowly family but someone who neglects his or her human potential and acts ignobly, by speaking or acting in a selfish or violent manner.
  • The way to happiness does not consist of following externally-imposed duties, but of following an inner path of cultivating wisdom and compassion.
  • True sacrifice doesn’t involve slaughtering animals but practicing generosity and renouncing our addiction to violence.
  • Purification comes not through external rituals but through living ethically and by observing the mind in meditation.

Over and over again the Buddha attempted to subvert the common understandings of his time. This was a subtle and intelligent approach to take. Rather than directly oppose those who saw things in a deluded way, and thus giving rise to resistance, he tapped into their concerns. He suggested, for example, not just that battle was cruel and destructive, but that you could become a greater warrior by seeing that there is a higher form of battle — an inner struggle against destructiveness, selfishness, and delusion.

And sometimes, just as the outer world can seen as combative, so too the inner world can seem like a battleground. There are times when we are involved in a struggle with ourselves, when our thoughts seem to be assailing us and when we are trying to fend them off.

Martial metaphors are in fact common in Buddhist teachings on meditation, with Shantideva encouraging us to pick up our mindfulness as swiftly as we would pick up a sword dropped in battle, the meditator being compared to a fletcher straightening an arrow, and the Buddha’s monks being compared to warriors battling sensual distraction.

But we have to be careful with these martial metaphors, perhaps even more so than with other figures of speech, although there are dangers in all forms of literalism. We do have to do inner work, and sometimes that work will seem to be hard and unrewarding — or to be a “struggle.” We do need qualities that are traditionally associated with the warrior spirit, qualities such as courage, clarity, steadfastness, loyalty to a cause, and the ability to handle discomfort.

But we need to be careful not to bring attitudes of ill will into our meditation practice. In meditation it’s ourselves we are struggling with, and in a battle where we regard ourselves as the enemy we can’t win. Elsewhere in the Dhammapada the Buddha says:

Hatred is never overcome by hatred.
It is overcome by love – this is eternally true.

Ultimately we need to love the thoughts and feelings that assault us in meditation. We do need to overcome our selfishness, our ill-will, and our delusion, but we can’t meet them on their own level. We need to meet them with love and compassion. And when we experience victory over ourselves in this way, we have a happiness greater and more lasting than any external victory can bring.

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“In the Buddha’s Words: An Anthology of Verses from the Pali Canon,” Edited by Bhikkhu Bodhi

In the Buddha's Words, by Bhikkhu Bodhi

Available from Amazon.com and Amazon.co.uk.

Bhikkhu Bodhi stands as one of the foremost and most prolific modern translators of the Pali canon. He has translated The Connected Discourses of the Buddha (the Samyutta Nikaya) and revised Bhikkhu Ñānamoli’s translation of the Majjhima Nikaya (Middle Length Sayings). Both are published by Wisdom Publications, as is the volume under review.

Bhikkhu Bodhi’s latest tour de force is this indispensible anthology — thematically arranged — of key teachings from each of the five sections, or nikayas, of the Pali discourses. The selected teachings are organized into ten themes such as The Human Condition, The Path to Liberation, and Shining the Light of Wisdom. This arrangement has the advantage of giving a more balanced view of the Buddha’s teaching than would be gained by randomly dipping into the Buddhist scriptures, due to the fact that Buddhist teachings for lay people tend to be under-represented in relation to those intended for monastics, and the fact that some important teachings, like flecks of gold on a stream bed, appear infrequently in the canonical texts.

The Pali teachings are vast in scope — the Pali Text Society’s translations would fill several shelves, for example — and moreover tend to be dry and repetitive. This anthology does an excellent job of making the Pali teachings more accessible by eliding much of the repetition that is characteristic of the orally-transmitted Pali tradition, and this volume is therefore remarkably readable. Bodhi, himself a westerner, has also done an excellent job of selecting those parts of the Pali teachings that are likely to have an appeal for Westerners and for Buddhists living in modern societies anywhere in the world. The anthology includes a greater proportion of teachings addressing the existential issues at the heart of the human condition, and a greater proportion of teachings that address social issues than are found in the canon as a whole.

A highlight of the book is Bhikkhu Bodhi’s insightful introduction and chapter introductions. These passages supply useful contextual, historical, philological, and even spiritual background to the teachings, and would make an interesting and substantial book in their own right.

Any anthology represents a subjective evaluation by the editor or translator. It could be argued, for example, that Bhikkhu Bodhi’s selection over-represents the scant social teachings in the Pali canon, or that teachings given in verse (such as the Dhammapada) are underrepresented. There is of course no way to take a small percentage of a vast body of teachings and to satisfy all readers that the texts selected are a truly representative sampling of those teaching. But this anthology most certainly works, due, it must be said, to the mastery that the translator has of his field. This collection may be subjectively made, but it is made with an unparalleled depth and breadth of knowledge of its subject matter. Anyone seriously interested in gaining a better understanding of the full range of early Buddhist teachings should purchase this book.

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